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Preparing for the OSC’s 2026 Risk Assessment Questionnaire: What Registrants Need to Know
Friday, March 27, 2026Eliane Leal da Silva, Tara Dewan, Michael C. DeCosimoCorporate Law, Securities LawOSC, Registrants, 2026 Risk Assessment Questionnaire
The Ontario Securities Commission (“OSC”) has issued an advance notice regarding the 2026 Risk Assessment Questionnaire (“RAQ”) for registrants in Ontario...
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Staying Ahead: The Value of Annual Compliance Reviews for Ontario Registrants
Thursday, March 12, 2026Eliane Leal da Silva, Tara Dewan, Michael C. DeCosimoSecurities LawCompliance, Ontario
Regulatory requirements for registrants in Ontario are constantly evolving...
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