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22 Mar

The CSE announces proposed amendments to its policies and forms

Tuesday, March 22, 2022Eliane Leal da SilvaBusiness Law, Corporate LawOntario Securities Commission

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On December 9, 2021, CNSX Markets Inc. (the “CSE” or the “Exchange”) gave notice of proposed amendments to its current policies and related forms...

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31 Jul

Responsive Market Regulation – Comments on 2017 OSC Paper

Monday, July 31, 2017Heather ZordelCapital Markets, Securities Law, Corporate Law, Securities RegulationOntario Securities Commission, Education

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In a world where money flows rapidly between established markets and a growing number of innovative markets in multiple jurisdictions, it is an increasing challenge for regulators to “keep up” with...

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26 Jul

Securities Distributions Outside of Canada. A Summary of the OSC's Proposed Rule 72-503

Tuesday, July 26, 2016Kathleen Skerrett, Heather ZordelLitigation, Capital Markets, Securities Law, Business LawOntario Securities Commission, Rule 72-503

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The line designating when the Ontario Securities Commission (OSC) will regulate a distribution of securities is being redrawn. The current “rule”, Interpretation Note 1 Distributions of Securities Outside Ontario under a repealed OSC Policy 1.5 (OSC Interpretation Note 1.5) has...

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