Executive summary
Kathleen advises clients on all aspects of corporate and securities law, with a focus on regulatory financing, compliance structures, and mergers and acquisitions involving both Canadian and international companies. Her practice includes advising on continuous disclosure obligations, public offerings, private placements of debt and equity, merger and reverse takeover transactions, restructuring matters, and corporate governance. Kathleen is a past Chair of the Securities Law Sub-Committee of the Ontario Bar Association.
While much of her practice is focused on public companies and businesses preparing to go public, Kathleen also advises private companies on a wide range of corporate matters, including director and officer insurance issues. She brings broad industry experience to her work, advising clients in the manufacturing, technology, financial services, and health and wellness sectors, and has developed particular expertise in the resource sector, including structuring mining-related agreements and advising on specialized public company compliance requirements.
Expertise
Mining
Representative work
- Advised on a sale of a Canadian TSX listed company to a large US multinational in a transaction that included the spinning out of a majority-controlled subsidiary into a new TSX listed vehicle.
- Advised on a restructuring transaction of a public company that involved spinning out historical assets as well as introducing new assets and completing a listing on a Canadian stock exchange.
- Advised on the cross border financings for a mining company with assets in multiple jurisdictions.
- Advised client on Canadian elements of an contested shareholder meeting involving an issuer listed in multiple jurisdictions.
Insights
Publications
- Securities Distributions Outside of Canada. A Summary of the OSC’s Proposed Rule 72-503 – 28 July 2016
- Contributed to Nathan and Voore’s Corporate Meetings – Law and Practice on a regular basis
- Contributed to Nathan’s Company Meetings – 10th edition Presented at OBA’s Quebec Ontario Business Law Summit on corporate governance
Memberships and recognition
Board memberships
- High Tide Inc.
Professional memberships
- Member, Canadian Bar Association
Recognition
- Best Lawyers in Canada 2022-2027 for Securities Law
- Recognized in the 2027 edition of Chambers Canada for Corporate/Commercial: Highly Regarded – Ontario
Community engagement
- Board of Directors at the National Ballet School Foundation